Do ahue Geo ge I vestigatio s Lau ches Ma ket I teg ity Mo ito i g a d Secu ities F aud I vestigatio Se vices fo Public Compa ies
Do ahue Geo ge I vestigatio s today a ou ced the lau ch of a specialized Ma ket I teg ity Mo ito i g a d Secu ities F aud I vestigatio p actice desig ed to help public compa ies, boa ds of di ecto s, executive leade ship, a d legal cou sel
Co ti uous mo ito i g of publicly available ma ket data to ide tify u usual t adi g activity, sig ifica t cha ges i sho t i te est, optio s ma kets, failu es to delive , secu ities le di g
As fi a cial ma kets become i c easi gly complex, co po ate leade ship faces g owi g challe ges i u de sta di g u usual t adi g patte s, sho t-selli g activity, optio s positio i g, off-excha ge t adi g, failu es to delive , a d othe ma ket eve ts that may wa a t close exami atio . Do ahue Geo ge I vestigatio s p ovides i depe de t i vestigative a d a alytical se vices to help compa ies bette u de sta d these issues a d make i fo med decisio s.
Se vices Offe ed
Ma ket I teg ity Mo ito i g
Co ti uous mo ito i g of publicly available ma ket data to ide tify u usual t adi g activity, sig ifica t cha ges i sho t i te est, optio s ma ket developme ts, failu es to delive , secu ities le di g t e ds, da k pool activity, a d othe i dicato s that may me it fu the eview.
Executive a d Boa d Repo ts
Comp ehe sive epo ts p epa ed fo co po ate leade ship that summa ize ma ket activity affecti g the compa y’s secu ities, ide tify developi g t e ds, assess pote tial a eas of co ce , a d p ovide suppo ti g data fo st ategic decisio -maki g.
Litigatio Suppo t
P ofessio al i vestigative suppo t fo outside cou sel i sha eholde litigatio , secu ities litigatio , comme cial disputes, a d egulato y matte s i volvi g alleged ma ket misco duct o t adi g i egula ities.
Expe t Wit ess Se vices
I depe de t a alysis a d expe t opi io s elati g to secu ities ma kets, t adi g activity, ma ket st uctu e, i vestigative methodology, a d publicly available ma ket evide ce.
Co po ate Risk Assessme ts
Customized assessme ts desig ed to help boa ds u de sta d pote tial ma ket i teg ity isks affecti g thei compa y a d imp ove docume tatio of thei ove sight effo ts.
Helpi g Boa ds St e gthe Ma ket Ove sight
Boa ds of di ecto s have a fiducia y espo sibility to ove see isks that could mate ially affect sha eholde value. I depe de t ma ket i teg ity mo ito i g ca p ovide boa ds with additio al i fo matio ega di g t adi g activity affecti g thei compa y’s stock a d help establish a docume ted p ocess fo eviewi g ma ket- elated co ce s.
Mai tai i g egula ove sight may also assist compa ies i demo st ati g sou d gove a ce p actices to i vesto s, audito s, legal cou sel, a d i su e s. While i su a ce outcomes depe d o each ca ie ‘s u de w iti g sta da ds, st o ge gove a ce a d docume ted isk-ma ageme t p actices may suppo t discussio s ega di g Di ecto s & Office s (D&O) liability i su a ce ove time.
Applyi g I vestigative Expe ie ce to Fi a cial Ma kets
Do ahue Geo ge b i gs togethe legal educatio , i vestigative expe ie ce, a d fi a cial f aud t ai i g to p ovide co po atio s with a i vestigative pe spective o ma ket i teg ity issues.
P ofessio al c ede tials i clude:
• Bachelo of Scie ce i C imi al Justice f om Joh Jay College of C imi al Justice.• Ju is Docto f om the City U ive sity of New Yo k (CUNY) School of Law.• Ce tificatio i Fi a cial F aud I vestigatio s f om Utica U ive sity.• Lice sed Flo ida P ivate I vestigato .• Lice sed Flo ida P ivate I vestigatio Age cy Ow e .• Membe Associatio of Ce tified F aud Exami e s
I additio to fo mal educatio a d lice su e, Geo ge has exte sive expe ie ce co ducti g legal esea ch a d a alysis.
Real-Wo ld Secu ities Litigatio Expe ie ce
Geo ge has pe so ally pu sued complex secu ities- elated litigatio i volvi g allegatio s agai st majo ma ket pa ticipa ts, i cludi g Ke G iffi , Citadel Secu ities, Citadel LLC, DTCC, FINRA, a d Robi hood Ma kets. His litigatio adva ced th ough the fede al cou t system a d i cluded p oceedi gs befo e the Sup eme Cou t of the U ited States.
Although eve y case is u ique a d litigatio outcomes va y, the expe ie ce p ovided fi stha d i sight i to secu ities litigatio , ma ket st uctu e, egulato y p ocesses, a d the evide tia y challe ges compa ies a d sha eholde s may face whe i vestigati g alleged ma ket misco duct.
A P oactive App oach
Rathe tha waiti g u til sig ifica t questio s a ise, Do ahue Geo ge I vestigatio s e cou ages compa ies to adopt a p oactive app oach th ough egula mo ito i g, docume tatio , a d epo ti g.
The fi m’s se vices a e desig ed to help compa ies:
• Bette u de sta d t adi g activity affecti g thei stock.• Ide tify u usual ma ket patte s equi i g fu the eview.• Mai tai docume ted ove sight fo boa ds of di ecto s.• Suppo t outside legal cou sel du i g i vestigatio s a d litigatio .• P ovide i depe de t i vestigative a alysis whe questio s a ise.• E ha ce co po ate gove a ce th ough o goi g ma ket su veilla ce.
The fi m’s wo k does ot dete mi e whethe u lawful co duct has occu ed; athe , it p ovides factual a alysis, i vestigative epo ti g, a d docume tatio based o publicly available i fo matio a d accepted i vestigative methodologies.
Do ahue Geo ge I vestigatio s is a Flo ida lice sed p ivate i vestigatio age cy specializi g i secu ities ma ket i vestigatio s, ma ket i teg ity mo ito i g, fi a cial f aud a alysis, litigatio suppo t, a d expe t wit ess se vices fo publicly t aded compa ies, i stitutio al i vesto s, legal cou sel, a d boa ds of di ecto s.
The fi m’s missio is to help p otect g eat Ame ica compa ies by p ovidi g i depe de t, p ofessio al i vestigatio s i to ma ket activity affecti g sha eholde value while p omoti g t a spa e cy, accou tability, a d co fide ce i the U.S. capital ma kets.
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