Complia ce is Pa amou t, Risk co t ol is Fu dame tal: G a d Ma kets’ Global Fi tech P actices
A stable t adi g platfo m,Reaso able p oduct st uctu e,Efficie t payme t a d settleme t cha els,A t aceable custome ma ageme t system,Complia t ma ket p omotio a d custome commu icatio
I the field of fi a cial de ivatives t adi g, a egulato y lice se is eve just a ce tificate ha gi g o the wall. It se ves as the last li e of defe se fo i vesto s’ fu ds, p ovides legal p otectio fo the complia t ope atio of the platfo m, a d is eve a co e va iable dete mi i g whethe a fi a cial tech ology e te p ise ca go fa a d steadily.
ASIC: O e of the St ictest Regulato s Globally
Aust alia Secu ities a d I vestme ts Commissio (ASIC) is a globally ecog ized statuto y fi a cial egulato y autho ity with ext emely st i ge t egulato y ules. Relyi g o the Co po atio s Act 2001, ASIC impleme ts full-p ocess, high-sta da d, a d o malized supe visio of lice sed i stitutio s.
I co e a eas such as capital adequacy atio, custome fu d seg egatio , isk ma ageme t a d co t ol, i fo matio disclosu e, a ti-mo ey lau de i g (AML), cou te -te o ist fi a ci g (CTF), a d i vesto ights p otectio , it sets audit a d ope atio al th esholds that fa exceed the i dust y ave age.
G a d Ma kets’ successful passage th ough ASIC’s igo ous eview is att ibuted to the compa y’s lo g-sta di g co e ope ati g philosophy of p io itizi g complia ce, coupled with its well-established i te al gove a ce st uctu e, matu e isk co t ol system, t a spa e t busi ess p ocesses, a d p ofessio al ope ati g team.
Obtai i g a ASIC lice se mea s that G a d Ma kets must st ictly adhe e to Aust alia fi a cial laws a d egulatio s a d accept o goi g supe visio th oughout the p ocess.
Mea while, G a d Ma kets also holds a full I vestme t Deale lice se issued by the Fi a cial Se vices Commissio (FSC) of Mau itius. The lice se f om the Mau itius FSC is o e of the most highly ecog ized lice ses i the i te atio al fi a cial i dust y, cove i g complia t t adi g busi ess i fo eig excha ge, co t acts fo diffe e ce, commodities, stocks, bo ds, a d othe fi a cial de ivatives.
The dual-lice se setup e ables G a d Ma kets to ope ate i multiple ju isdictio s with a complia t status, p ovidi g legal p otectio fo its clie ts.
Custome Fu d Secu ity: Seg egated Sto age, I depe de t Ma ageme t
Afte obtai i g ASIC egulatio , G a d Ma kets st ictly impleme ts a system whe e custome fu ds a e completely sepa ated f om co po ate ope ati g fu ds. The fu ds a e deposited i dedicated seg egated accou ts at lice sed ba ks i Aust alia, elimi ati g the isk of mixed use a d p ovidi g comp ehe sive p otectio fo use fu ds.
I te ms of i fo matio secu ity, the platfo m adopts ba k-level SSL e c yptio tech ology to comp ehe sively safegua d the t a sactio e vi o me t a d data p ivacy. All fi a cial se vices, p oduct p omotio s, a d t a sactio p ocesses comply with ASIC egulato y sta da ds, e su i g t a spa e t i fo matio disclosu e, elimi ati g o -complia t ope atio s, a d gua a teei g fai a d equitable t a sactio s.
Risk Co t ol System: Cove i g Eight Co e Dime sio s
Risk ma ageme t is a co e aspect of b oke age busi ess. G a d Ma kets has established a comp ehe sive ma ageme t system that cove s t a sactio isks, custome isks, payme t isks, ope atio al isks, a d complia ce isks.
As a global p ovide of b oke age i f ast uctu e a d multi-asset t adi g se vices, G a d Ma kets offe s a comp ehe sive isk ma ageme t system fo wholesale t adi g clie ts, suppo ti g fully customizable ale t th esholds ac oss eight co e isk dime sio s:
O de sizeClie t tie Ab o mal t adi g patte sAsset exposu eLiquidity depthPayme t flowOpe atio al complia ceO -chai fu d t acki g
Specific isk co t ol measu es i clude:
O de isk ma ageme tCustome isk st atificatio Ab o mal t a sactio mo ito i gVa iety isk exposu e a alysisHedgi g st ategy ma ageme tLiquidity isk mo ito i gO -chai fu d path t acki g a d ide tificatio Back-e d epo ti g a d ea ly wa i g mecha isms
G a d Ma kets has also established a dual mecha ism of i te al isk co t ol a d exte al egulato y audit, egula ly submitti g ope atio al epo ts to ASIC a d actively accepti g egulato y ve ificatio .
O -Chai Risk Co t ol: Se vi g New Dema ds of Digital Fi a ce
Agai st the backd op of the apid developme t of digital assets a d blockchai tech ology, G a d Ma kets has p oactively deployed o -chai isk co t ol se vices to assist o -chai t ade s, platfo ms, o excha ges i avoidi g high- isk t adi g use s o capital behavio s.
At the 8th Chi a I te atio al Impo t Expo i 2025, G a d Ma kets highlighted its AI-d ive eal-time isk co t ol mo ito i g system a d o -chai isk ide tificatio a d complia ce tools.
The fo me utilizes models to co duct eal-time ide tificatio a d espo se to ab o mal t a sactio s, ab o mal exposu es, a d ext eme ma ket co ditio s; the latte co ducts pe et ati g a alysis of c yptocu e cy- elated capital flows to e ha ce the t a spa e cy of c oss-bo de capital complia ce.
I additio , the platfo m p ovides auditable, t aceable, a d qua tifiable isk a d executio data epo ts fo pa t e s, facilitati g complia ce with local a d i te atio al egulato y equi eme ts.
G a d Ma kets is a multi-asset t adi g platfo m a d b oke age i f ast uctu e se vice b a d ta geti g the i te atio al ma ket, offe i g se vices i cludi g o li e t adi g, fi a cial tech ology systems, isk ma ageme t, a d elated B2B solutio s. Th ough its p op ieta y t adi g platfo m, the compa y p ovides t adi g tech ology a d se vice suppo t fo eligible clie ts a d pa t e s ac oss va ious fi a cial p oducts, i cludi g fo eig excha ge, p ecious metals, i dices, a d commodities.
G a d Ma kets, with its co e positio i g as a “global ma ket co ecto ” a d “b oke age i f ast uctu e se vice p ovide “, is committed to p ovidi g a stable, efficie t, a d p ofessio al t adi g e vi o me t a d ope atio al suppo t fo t ade s, i stitutio al clie ts, pa t e s, a d va ious e te p ises. The compa y attaches g eat impo ta ce to tech ical systems, isk ma ageme t, complia t ope atio s, a d custome se vice, a d co ti uously imp oves its t adi g platfo m, payme t p ocesses, CRM ma ageme t, IB coope atio system, a d isk co t ol i f ast uctu e.
G a d Ma kets’ busi ess is ot limited to ope ati g a si gle t adi g platfo m, but athe focuses o comp ehe sive co st uctio a ou d the co e modules equi ed fo mode b oke age busi ess. Th ough multi-module collabo atio , G a d Ma kets aims to p ovide mo e esilie t a d efficie t i f ast uctu e suppo t fo the global fi tech i dust y a d b oke age busi ess ecosystem.
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